SFC Licences of ZHAO Min 趙敏

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Merrill Lynch (Asia Pacific) Limited RE 1 02 November 2015
Merrill Lynch Far East Limited RE 6 02 November 2015
Merrill Lynch (Asia Pacific) Limited RE 6 02 November 2015
Merrill Lynch Far East Limited RE 4 02 November 2015
Merrill Lynch (Asia Pacific) Limited RE 4 02 November 2015
Merrill Lynch Far East Limited RE 1 02 November 2015
BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 RE 6 28 March 2013 14 August 2015
BNP Paribas Capital (Asia Pacific) Limited 法國巴黎資本(亞太)有限公司 RE 6 07 December 2010 14 August 2015
BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 RE 1 07 December 2010 14 August 2015
BNP Paribas Capital (Asia Pacific) Limited 法國巴黎資本(亞太)有限公司 RE 1 07 December 2010 14 August 2015
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 RE 1 02 October 2007 07 June 2010
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 RE 6 12 September 2007 07 June 2010
BNP Paribas Capital (Asia Pacific) Limited 法國巴黎資本(亞太)有限公司 RE 6 28 August 2006 20 July 2007