SFC Licences of SWARBRECK Peter William
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| IFM Investors (HK) Ltd | RO | 4 | 15 November 2023 | |
| IFM Investors (HK) Ltd | RO | 1 | 15 November 2023 | |
| IFM Investors (HK) Ltd | RE | 4 | 29 September 2023 | 15 November 2023 |
| IFM Investors (HK) Ltd | RE | 1 | 29 September 2023 | 15 November 2023 |
| Jupiter Asset Management (Hong Kong) Limited | RO | 1 | 24 April 2013 | 31 December 2022 |
| BlackRock Asset Management North Asia Limited 貝萊德資產管理北亞有限公司 | RO | 1 | 21 March 2011 | 01 January 2013 |
| BlackRock Asset Management North Asia Limited 貝萊德資產管理北亞有限公司 | RO | 9 | 06 January 2010 | 01 January 2013 |
| BlackRock Asset Management North Asia Limited 貝萊德資產管理北亞有限公司 | RO | 4 | 06 January 2010 | 01 January 2013 |
| BlackRock (Hong Kong) Limited 貝萊德(香港)有限公司 | RO | 9 | 05 February 2007 | 01 January 2013 |
| BlackRock (Hong Kong) Limited 貝萊德(香港)有限公司 | RO | 4 | 05 February 2007 | 01 January 2013 |
| BlackRock (Hong Kong) Limited 貝萊德(香港)有限公司 | RO | 1 | 05 February 2007 | 01 January 2013 |