SFC licenceholder ANW505 LEUNG Man Kit 梁文傑

Licences

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Hywin Asset Management (Hong Kong) Limited 海銀資產管理(香港)有限公司 RO 4 (Advising on Securities), 5 (Advising on Futures Contracts), 9 (Asset Management) 2019-08-23
Hywin Asset Management (Hong Kong) Limited 海銀資產管理(香港)有限公司 RE 5 (Advising on Futures Contracts), 4 (Advising on Securities), 9 (Asset Management) 2019-07-24 2019-08-23
Sino-Rich Securities & Futures Limited 中順證券期貨有限公司 RO 4 (Advising on Securities), 2 (Dealing in Futures Contracts), 1 (Dealing in Securities), 9 (Asset Management), 5 (Advising on Futures Contracts) 2019-05-22 2019-07-02
Sino-Rich Securities & Futures Limited 中順證券期貨有限公司 RE 5 (Advising on Futures Contracts), 1 (Dealing in Securities), 2 (Dealing in Futures Contracts), 9 (Asset Management), 4 (Advising on Securities) 2019-03-04 2019-05-22
China Galaxy International Securities (Hong Kong) Co., Limited 中國銀河國際證券(香港)有限公司 RE 1 (Dealing in Securities) 2015-12-28 2019-01-24
China Galaxy International Futures (Hong Kong) Co., Limited 中國銀河國際期貨(香港)有限公司 RE 2 (Dealing in Futures Contracts) 2015-12-28 2019-01-24
BOCOM International Securities Limited 交銀國際證券有限公司 RE 1 (Dealing in Securities), 2 (Dealing in Futures Contracts) 2010-02-10 2010-06-07
HSBC Broking Forex (Asia) Limited 滙豐金融外匯(亞洲)有限公司 RE 3 (Leveraged Foreign Exchange Trading) 2007-05-31 2008-07-23
HSBC Broking Futures (Asia) Limited 滙豐金融期貨(亞洲)有限公司 RE 2 (Dealing in Futures Contracts) 2007-04-10 2008-07-23
HSBC Broking Securities (Asia) Limited 滙豐金融證券(亞洲)有限公司 RE 1 (Dealing in Securities) 2007-04-10 2008-07-23
ICEA Securities Asia Limited 工商東亞證券亞洲有限公司 RE 4 (Advising on Securities) 2006-09-01 2007-03-01