SFC Licences of KO Kun Mun, Carmen 高堃敏
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| CITIC Securities CLSA Capital Partners (HK) Limited 中信里昂資本(香港)有限公司 | RE | 9 | 09 September 2011 | 02 June 2012 |
| CITIC Securities CLSA Capital Partners (HK) Limited 中信里昂資本(香港)有限公司 | RE | 6 | 09 September 2011 | 02 June 2012 |
| CITIC Securities CLSA Capital Partners (HK) Limited 中信里昂資本(香港)有限公司 | RE | 4 | 09 September 2011 | 02 June 2012 |
| KPMG Corporate Finance Limited 畢馬威企業財務有限公司 | RE | 6 | 17 October 2006 | 01 June 2007 |