SFC Licences of CHUNG Tak Yee, Samantha 鍾德懿
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Niatross Investments Limited | RO | 9 | 01 August 2017 | |
Hutchin Hill Capital HK Limited | RE | 9 | 24 March 2015 | 21 October 2016 |
Crosby Securities Limited 高誠證券有限公司 | RE | 9 | 12 June 2014 | 28 November 2014 |
Crosby Securities Limited 高誠證券有限公司 | RE | 4 | 12 June 2014 | 28 November 2014 |
Chinese Strategic Asset Management Limited 華人富通資產管理有限公司 | RE | 4 | 10 March 2008 | 31 May 2014 |
Chinese Strategic Asset Management Limited 華人富通資產管理有限公司 | RE | 9 | 06 November 2007 | 31 May 2014 |
Oasis Management (Hong Kong) | RE | 4 | 04 September 2006 | 25 July 2007 |
Oasis Management (Hong Kong) | RE | 5 | 04 September 2006 | 25 July 2007 |
Oasis Management (Hong Kong) | RE | 9 | 04 September 2006 | 25 July 2007 |