SFC Licences of KWAN Herbert Wing Fung
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Silverhorn Investment Advisors Limited 瑞峰投資顧問有限公司 | RO | 9 | 26 September 2022 | 16 December 2022 |
| Silverhorn Investment Advisors Limited 瑞峰投資顧問有限公司 | RO | 4 | 26 September 2022 | 16 December 2022 |
| Silverhorn Investment Advisors Limited 瑞峰投資顧問有限公司 | RO | 1 | 26 September 2022 | 16 December 2022 |
| Silverhorn Investment Advisors Limited 瑞峰投資顧問有限公司 | RE | 9 | 09 August 2022 | 26 September 2022 |
| Silverhorn Investment Advisors Limited 瑞峰投資顧問有限公司 | RE | 4 | 09 August 2022 | 26 September 2022 |
| Silverhorn Investment Advisors Limited 瑞峰投資顧問有限公司 | RE | 1 | 09 August 2022 | 26 September 2022 |
| Neuberger Berman Asia Limited | RE | 4 | 18 December 2008 | 10 March 2009 |
| Neuberger Berman Asia Limited | RE | 1 | 18 December 2008 | 10 March 2009 |
| Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 | RE | 4 | 06 September 2006 | 22 November 2008 |
| Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 | RE | 1 | 06 September 2006 | 22 November 2008 |