SFC Licences of CHAU Kwok Fai 周國輝
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Sumitomo Mitsui DS Asset Management (Hong Kong) Limited 三井住友德思資產管理(香港)有限公司 | RE | 1 | 13 January 2020 | 13 January 2023 |
| Sumitomo Mitsui DS Asset Management (Hong Kong) Limited 三井住友德思資產管理(香港)有限公司 | RE | 4 | 13 January 2020 | |
| Sumitomo Mitsui DS Asset Management (Hong Kong) Limited 三井住友德思資產管理(香港)有限公司 | RO | 9 | 01 October 2019 | |
| Sumitomo Mitsui Asset Management (Hong Kong) Limited 三井住友投資管理(香港)有限公司 | RO | 9 | 17 October 2017 | 30 September 2019 |
| Sumitomo Mitsui Asset Management (Hong Kong) Limited 三井住友投資管理(香港)有限公司 | RE | 9 | 24 July 2017 | 17 October 2017 |
| LT Finance Management Limited | RE | 4 | 20 June 2016 | 30 June 2017 |
| SPARX Asia Investment Advisors Limited | RE | 4 | 11 September 2006 | 18 August 2014 |
| SPARX Asia Investment Advisors Limited | RE | 9 | 11 September 2006 | 18 August 2014 |