SFC Licenceholders of Sumitomo Mitsui DS Asset Management (Hong Kong) Limited 三井住友德思資產管理(香港)有限公司
- compliance.hk@smd-am.co.jp
- Website
- https://asia.smd-am.com
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Licenceholders | Role | Licences | Start date | End date |
|---|---|---|---|---|
| AIZAWA Shintaro 相澤慎太郎 | RE | 1 | 22 August 2022 | 20 September 2022 |
| AIZAWA Shintaro 相澤慎太郎 | RE | 4 | 22 August 2022 | 20 September 2022 |
| AIZAWA Shintaro 相澤慎太郎 | RE | 9 | 22 August 2022 | 20 September 2022 |
| AIZAWA Shintaro 相澤慎太郎 | RO | 1 | 20 September 2022 | |
| AIZAWA Shintaro 相澤慎太郎 | RO | 4 | 20 September 2022 | |
| AIZAWA Shintaro 相澤慎太郎 | RO | 9 | 20 September 2022 | |
| AWATA Yuichi | RO | 9 | 24 July 2024 | |
| AWATA Yuichi | RO | 4 | 24 July 2024 | |
| AWATA Yuichi | RO | 1 | 24 July 2024 | |
| CHAN Tsz Ho 陳梓豪 | RE | 4 | 01 October 2019 | 02 August 2020 |
| CHAN Tsz Ho 陳梓豪 | RE | 9 | 01 October 2019 | 02 August 2020 |
| CHAN Yan 陳茵 | RO | 4 | 01 October 2019 | 02 March 2021 |
| CHAN Yan 陳茵 | RE | 9 | 02 March 2021 | 27 September 2022 |
| CHAN Yan 陳茵 | RO | 9 | 01 October 2019 | 02 March 2021 |
| CHAN Yan 陳茵 | RE | 1 | 01 October 2019 | 27 September 2022 |
| CHAN Yan 陳茵 | RE | 4 | 02 March 2021 | 27 September 2022 |
| CHAN Yi Man Naomi 陳爾汶 | RE | 9 | 23 October 2020 | 12 August 2021 |
| CHAN Yi Man Naomi 陳爾汶 | RE | 4 | 23 October 2020 | 12 August 2021 |
| CHAN Yi Man Naomi 陳爾汶 | RE | 1 | 23 October 2020 | 12 August 2021 |
| CHAU Kwok Fai 周國輝 | RE | 4 | 13 January 2020 | |
| CHAU Kwok Fai 周國輝 | RO | 9 | 01 October 2019 | |
| CHAU Kwok Fai 周國輝 | RE | 1 | 13 January 2020 | 13 January 2023 |
| CHUREI Daisuke 中禮大輔 | RO | 1 | 01 October 2019 | 03 September 2021 |
| CHUREI Daisuke 中禮大輔 | RO | 4 | 01 October 2019 | 03 September 2021 |
| CHUREI Daisuke 中禮大輔 | RO | 9 | 01 October 2019 | 03 September 2021 |
| DU Qun 杜群 | RE | 1 | 13 January 2022 | |
| DU Qun 杜群 | RE | 4 | 01 October 2019 | |
| DU Qun 杜群 | RE | 9 | 01 October 2019 | |
| FOK Sze Ting 霍思婷 | RE | 4 | 10 August 2023 | |
| FOK Sze Ting 霍思婷 | RE | 1 | 10 August 2023 | |
| FUJIKAWA Shingo | RE | 9 | 11 March 2021 | 08 April 2021 |
| FUJIKAWA Shingo | RE | 4 | 11 March 2021 | 08 April 2021 |
| FUJIKAWA Shingo | RE | 1 | 11 March 2021 | 08 April 2021 |
| FUJIKAWA Shingo | RO | 9 | 08 April 2021 | 31 March 2024 |
| FUJIKAWA Shingo | RO | 4 | 08 April 2021 | 31 March 2024 |
| FUJIKAWA Shingo | RO | 1 | 08 April 2021 | 31 March 2024 |
| HASHIZUME Kenji 橋爪謙治 | RO | 1 | 01 October 2019 | 01 October 2022 |
| HASHIZUME Kenji 橋爪謙治 | RO | 4 | 01 October 2019 | 01 October 2022 |
| HASHIZUME Kenji 橋爪謙治 | RO | 9 | 01 October 2019 | 01 October 2022 |
| HUANG Hung Chih 黃宏治 | RE | 1 | 20 September 2022 | 10 October 2022 |
| HUANG Hung Chih 黃宏治 | RO | 1 | 10 October 2022 | 24 February 2023 |
| HUANG Hung Chih 黃宏治 | RE | 4 | 30 January 2023 | 24 February 2023 |
| JAIN Tushar | RE | 1 | 16 August 2022 | |
| JAIN Tushar | RE | 4 | 01 October 2019 | |
| JAIN Tushar | RE | 9 | 01 October 2019 | |
| JIM Lik Fu 詹歷富 | RE | 1 | 23 April 2024 | |
| JIM Lik Fu 詹歷富 | RE | 4 | 24 January 2022 | |
| JIM Lik Fu 詹歷富 | RE | 9 | 24 January 2022 | |
| KAGIWADA Shun | RO | 4 | 01 October 2019 | 01 October 2020 |
| KAGIWADA Shun | RE | 1 | 01 October 2019 | 01 October 2020 |
| KAGIWADA Shun | RO | 9 | 01 October 2019 | 01 October 2020 |
| KIM Sang Hyun | RE | 9 | 01 October 2019 | |
| KIM Sang Hyun | RE | 4 | 01 October 2019 | |
| LAI Siu Lun 黎兆倫 | RE | 1 | 25 August 2022 | |
| LAI Siu Lun 黎兆倫 | RE | 4 | 25 August 2022 | |
| LAI Siu Lun 黎兆倫 | RE | 9 | 25 August 2022 | |
| LAI Siu Lun 黎兆倫 | RE | 1 | 01 October 2019 | 20 November 2021 |
| LAI Siu Lun 黎兆倫 | RE | 4 | 01 October 2019 | 20 November 2021 |
| LAI Siu Lun 黎兆倫 | RE | 9 | 01 October 2019 | 20 November 2021 |
| LEUNG Sze Man 梁思敏 | RE | 4 | 21 December 2022 | |
| LEUNG Sze Man 梁思敏 | RE | 1 | 21 December 2020 | |
| LI Siyu 栗思雨 | RE | 4 | 01 October 2019 | 03 November 2020 |
| LI Siyu 栗思雨 | RE | 9 | 01 October 2019 | 03 November 2020 |
| LI Siyu 栗思雨 | RE | 1 | 01 October 2019 | 03 November 2020 |
| LI Yiming 李一鳴 | RE | 4 | 14 November 2022 | |
| LI Yiming 李一鳴 | RE | 9 | 14 November 2022 | |
| MD ISA Mohd Najman Bin | RE | 1 | 16 August 2022 | 09 February 2024 |
| MD ISA Mohd Najman Bin | RE | 9 | 01 October 2019 | 09 February 2024 |
| MD ISA Mohd Najman Bin | RE | 4 | 01 October 2019 | 09 February 2024 |
| MURAI Toshiyuki | RO | 1 | 01 October 2019 | 01 October 2020 |
| MURAI Toshiyuki | RO | 4 | 01 October 2019 | 01 October 2020 |
| MURAI Toshiyuki | RO | 9 | 01 October 2019 | 01 October 2020 |
| NAGAI Naoto | RE | 1 | 06 July 2020 | 29 July 2020 |
| NAGAI Naoto | RE | 4 | 06 July 2020 | 29 July 2020 |
| NAGAI Naoto | RE | 9 | 06 July 2020 | 29 July 2020 |
| NAGAI Naoto | RO | 9 | 29 July 2020 | 31 March 2024 |
| NAGAI Naoto | RO | 4 | 29 July 2020 | 31 March 2024 |
| NAGAI Naoto | RO | 1 | 29 July 2020 | 31 March 2024 |
| NG Ho Wah 伍浩樺 | RE | 1 | 01 October 2019 | 15 September 2022 |
| NG Ho Wah 伍浩樺 | RE | 4 | 01 October 2019 | 15 September 2022 |
| NG Ho Wah 伍浩樺 | RE | 9 | 01 October 2019 | 15 September 2022 |
| NG Teck Neng 黃得能 | RE | 4 | 20 September 2023 | |
| NG Teck Neng 黃得能 | RO | 1 | 20 November 2023 | |
| NG Teck Neng 黃得能 | RE | 1 | 20 September 2023 | 20 November 2023 |
| NG Ting Him Gareth 吳廷謙 | RE | 1 | 15 October 2021 | 09 January 2023 |
| NG Ting Him Gareth 吳廷謙 | RE | 4 | 15 October 2021 | |
| NG Ting Him Gareth 吳廷謙 | RE | 9 | 15 October 2021 | |
| OKADA Junya | RO | 4 | 01 October 2019 | 09 October 2019 |
| OKADA Junya | RO | 1 | 01 October 2019 | 01 February 2023 |
| OKADA Junya | RO | 9 | 01 October 2019 | 09 October 2019 |
| PAN Yangyang 潘揚洋 | RE | 4 | 01 October 2019 | 01 February 2022 |
| SAITO Gen | RE | 1 | 09 May 2024 | 08 July 2024 |
| SAITO Gen | RE | 4 | 09 May 2024 | 08 July 2024 |
| SAITO Gen | RE | 9 | 09 May 2024 | 08 July 2024 |
| SAITO Gen | RO | 4 | 08 July 2024 | |
| SAITO Gen | RO | 9 | 08 July 2024 | |
| SAITO Gen | RO | 1 | 08 July 2024 | |
| SAKAGUCHI Junichi 坂口淳一 | RO | 4 | 01 October 2019 | 16 March 2021 |
| SAKAGUCHI Junichi 坂口淳一 | RO | 9 | 01 October 2019 | 16 March 2021 |
| SAKAGUCHI Junichi 坂口淳一 | RO | 1 | 01 October 2019 | 16 March 2021 |
| SANO Tetsuji 佐野鉄司 | RE | 4 | 01 October 2019 | |
| SHIMBO Kazuhisa 新保一久 | RO | 1 | 29 July 2020 | 01 April 2023 |
| SHIMBO Kazuhisa 新保一久 | RO | 4 | 29 July 2020 | 01 April 2023 |
| SHIMBO Kazuhisa 新保一久 | RO | 9 | 29 July 2020 | 01 April 2023 |
| SHIMODE Tetsuya 下出哲也 | RO | 4 | 01 October 2019 | 01 April 2021 |
| SHIMODE Tetsuya 下出哲也 | RO | 1 | 01 October 2019 | 01 April 2021 |
| SHIMODE Tetsuya 下出哲也 | RO | 9 | 01 October 2019 | 01 April 2021 |
| SI Qi 司琪 | RE | 4 | 19 April 2022 | |
| SONE Ryota 曽根良太 | RO | 1 | 17 August 2023 | 01 March 2024 |
| SONE Ryota 曽根良太 | RO | 4 | 17 August 2023 | 01 March 2024 |
| SONE Ryota 曽根良太 | RO | 9 | 17 August 2023 | 01 March 2024 |
| SUN Jieyi 孫洁怡 | RE | 1 | 23 April 2024 | |
| SUN Jieyi 孫洁怡 | RE | 4 | 01 October 2019 | |
| SUN Jieyi 孫洁怡 | RE | 9 | 01 October 2019 | |
| TANG Chi Tat 鄧志達 | RO | 4 | 20 March 2024 | |
| TANG Chi Tat 鄧志達 | RO | 9 | 20 March 2024 | |
| TANG Chi Tat 鄧志達 | RE | 1 | 13 January 2022 | |
| TANG Chi Tat 鄧志達 | RE | 4 | 01 October 2019 | 20 March 2024 |
| TANG Chi Tat 鄧志達 | RE | 9 | 01 October 2019 | 20 March 2024 |
| TERADA Wataru | RE | 1 | 01 October 2019 | 12 February 2021 |
| TERADA Wataru | RE | 4 | 01 October 2019 | 12 February 2021 |
| TERADA Wataru | RE | 9 | 01 October 2019 | 12 February 2021 |
| WADA Mariko | RE | 9 | 01 October 2019 | 07 October 2020 |
| WADA Mariko | RE | 4 | 01 October 2019 | 07 October 2020 |
| WADA Mariko | RE | 1 | 01 October 2019 | 07 October 2020 |
| WANG Bou-li 王博立 | RE | 4 | 01 October 2019 | 17 October 2020 |
| WANG Bou-li 王博立 | RE | 9 | 01 October 2019 | 17 October 2020 |
| WU YI HSUAN 吳怡萱 | RE | 4 | 07 February 2023 | |
| WU YI HSUAN 吳怡萱 | RE | 1 | 07 February 2023 | |
| WU Yuanzhuo 伍遠卓 | RE | 4 | 23 September 2020 | 24 August 2022 |
| WU Yuanzhuo 伍遠卓 | RE | 9 | 15 March 2021 | 24 August 2022 |
| XU Peirou 徐珮柔 | RE | 4 | 30 November 2022 | |
| XU Peirou 徐珮柔 | RE | 9 | 30 November 2022 | |
| YAP Kok Wei 叶国威 | RE | 1 | 13 January 2022 | 12 August 2022 |
| YAP Kok Wei 叶国威 | RE | 4 | 01 October 2019 | 12 August 2022 |
| YAP Kok Wei 叶国威 | RE | 9 | 01 October 2019 | 12 August 2022 |
| YE Lin 葉林 | RE | 1 | 13 January 2022 | 26 August 2022 |
| YE Lin 葉林 | RE | 4 | 01 October 2019 | 26 August 2022 |
| YE Lin 葉林 | RE | 9 | 01 October 2019 | 26 August 2022 |
| YU Yiu Hei Boris 余曜希 | RE | 4 | 01 October 2019 | 24 October 2020 |
| YU Yiu Hei Boris 余曜希 | RE | 1 | 14 January 2020 | 24 October 2020 |
| YU Yiu Hei Boris 余曜希 | RE | 9 | 01 October 2019 | 24 October 2020 |
| ZHANG Ruiyue 張瑞玥 | RE | 1 | 01 October 2019 | 27 October 2023 |
| ZHANG Ruiyue 張瑞玥 | RE | 4 | 01 October 2019 | 27 October 2023 |
| ZHANG Ruiyue 張瑞玥 | RE | 9 | 01 October 2019 | 27 October 2023 |
| ZHOU Yujie 周玉杰 | RE | 1 | 16 January 2024 | |
| ZHOU Yujie 周玉杰 | RE | 4 | 16 January 2024 |