SFC Licences of LEUNG Alex Kwai Ching 梁貴程

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
UBS Securities Asia Limited RE 1 02 August 2010 25 April 2017
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 RE 1 10 October 2008 26 March 2010
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 RE 2 10 October 2008 26 March 2010
Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 RE 2 11 September 2006 29 September 2008
Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 RE 1 11 September 2006 29 September 2008