SFC Licences of LAU Wai Hung 劉偉洪

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
TradeGo Markets Limited RO 7 02 June 2023
TradeGo Markets Limited RO 1 02 June 2023
TradeGo Markets Limited RE 7 27 April 2023 02 June 2023
TradeGo Markets Limited RE 1 27 April 2023 02 June 2023
Qogir (Hong Kong) Limited 喬格理(香港)有限公司 RO 9 11 June 2021 31 March 2023
Qogir (Hong Kong) Limited 喬格理(香港)有限公司 RO 4 11 June 2021 31 March 2023
Qogir (Hong Kong) Limited 喬格理(香港)有限公司 RO 1 11 June 2021 31 March 2023
Beta International Securities Limited 貝塔國際證券有限公司 RO 4 15 April 2020 28 February 2021
Wonderland International Asset Management Limited 華德國際資產管理有限公司 RE 9 10 January 2019 28 February 2021
Beta International Securities Limited 貝塔國際證券有限公司 RO 2 02 October 2018 28 February 2021
Beta International Securities Limited 貝塔國際證券有限公司 RO 1 17 January 2018 28 February 2021
Sheng Yuan Securities Limited 盛源證券有限公司 RO 1 18 October 2017 10 November 2017
Sheng Yuan Securities Limited 盛源證券有限公司 RO 2 20 March 2017 10 November 2017
Sheng Yuan Securities Limited 盛源證券有限公司 RE 4 18 January 2017 10 November 2017
Sheng Yuan Securities Limited 盛源證券有限公司 RE 1 18 January 2017 18 October 2017
Sheng Yuan Securities Limited 盛源證券有限公司 RE 2 18 January 2017 20 March 2017
Chief Securities Limited 致富證券有限公司 RE 4 18 May 2016 01 January 2017
Chief Commodities Limited 致富期貨商品有限公司 RE 2 27 April 2012 01 January 2017
Chief Securities Limited 致富證券有限公司 RE 1 04 July 2007 01 January 2017
Manulife Investment Management (Hong Kong) Limited 宏利投資管理(香港)有限公司 RE 1 30 November 2006 21 June 2007