SFC Licences of LI Tat Chi 李達志
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| CCB International Asset Management Limited 建銀國際資產管理有限公司 | RO | 1 | 25 August 2015 | 31 January 2018 |
| CCB International Securities Limited 建銀國際證券有限公司 | RO | 2 | 25 August 2015 | 31 January 2018 |
| CCB International Securities Limited 建銀國際證券有限公司 | RO | 1 | 25 August 2015 | 31 January 2018 |
| CCB International Capital Limited 建銀國際金融有限公司 | RO | 1 | 25 August 2015 | 31 January 2018 |
| CCB International Asset Management Limited 建銀國際資產管理有限公司 | RE | 1 | 10 June 2015 | 25 August 2015 |
| CCB International Securities Limited 建銀國際證券有限公司 | RE | 2 | 10 June 2015 | 25 August 2015 |
| CCB International Securities Limited 建銀國際證券有限公司 | RE | 1 | 10 June 2015 | 25 August 2015 |
| CCB International Capital Limited 建銀國際金融有限公司 | RE | 1 | 10 June 2015 | 25 August 2015 |
| Optiver Trading Hong Kong Limited | RO | 2 | 29 December 2008 | 13 March 2015 |
| Optiver Trading Hong Kong Limited | RO | 1 | 29 December 2008 | 13 March 2015 |
| Tibra Trading Hong Kong Limited | RO | 1 | 16 October 2007 | 10 May 2008 |