SFC Licences of SHUM Kwun Chi 沈冠智
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Bright Fund Management Limited 光明投資管理有限公司 | RE | 9 | 03 August 2011 | 27 June 2017 |
| Bright Fund Management Limited 光明投資管理有限公司 | RE | 4 | 03 August 2011 | 27 June 2017 |
| Bright Fund Management Limited 光明投資管理有限公司 | RE | 1 | 03 August 2011 | 27 June 2017 |
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 | RE | 1 | 11 September 2006 | 05 January 2008 |
| Phillip Capital Management (HK) Limited 輝立資本管理(香港)有限公司 | RE | 4 | 11 September 2006 | 05 January 2008 |