SFC Licences of CHAN Kwok Hei, Conrad 陳國熙
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Red Cliff Asset Management Limited 赤壁資產管理有限公司 | RO | 9 | 24 July 2023 | |
Phalanx Capital Management Hong Kong Limited | RE | 9 | 06 August 2010 | 20 July 2012 |
J.P. Morgan Broking (Hong Kong) Limited | RE | 5 | 05 November 2007 | 16 June 2009 |
J.P. Morgan Broking (Hong Kong) Limited | RE | 2 | 05 November 2007 | 16 June 2009 |
J.P. Morgan Broking (Hong Kong) Limited | RE | 1 | 15 September 2006 | 16 June 2009 |
J.P. Morgan Broking (Hong Kong) Limited | RE | 4 | 15 September 2006 | 16 June 2009 |