SFC Licences of WONG Ka Kim, Karstan 黃家儉

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Principal Investment & Retirement Services Limited 信安投資及退休金服務有限公司
RE 1, 4 13 October 2015 27 October 2016
Principal Investment & Retirement Services Limited 信安投資及退休金服務有限公司
RE 1, 4 25 July 2013 31 December 2013
Sheng Yuan Sino Asset Management Limited 盛源中港資產管理有限公司
RE 9 02 March 2007 10 November 2010
Sheng Yuan Sino Asset Management Limited 盛源中港資產管理有限公司
RE 4 09 November 2006 10 November 2010