SFC Licences of LIM Seng Gene
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| CGS International Securities Hong Kong Limited 中國銀河證券香港有限公司 | RE | 1 | 25 November 2014 | 31 August 2015 |
| ABN AMRO Financial Products Limited | RE | 1 | 17 August 2009 | 11 June 2014 |
| Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 | RE | 1 | 25 September 2006 | 21 May 2008 |