SFC Licences of SHIBUYA Rie

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
AllianceBernstein Hong Kong Limited 聯博香港有限公司 RO 5 03 January 2008 31 December 2012
AllianceBernstein Hong Kong Limited 聯博香港有限公司 RO 4 03 January 2008 31 December 2012
AllianceBernstein Hong Kong Limited 聯博香港有限公司 RO 2 03 January 2008 31 December 2012
AllianceBernstein Hong Kong Limited 聯博香港有限公司 RO 1 03 January 2008 31 December 2012
AllianceBernstein Hong Kong Limited 聯博香港有限公司 RE 5 06 February 2007 03 January 2008
AllianceBernstein Hong Kong Limited 聯博香港有限公司 RE 4 06 February 2007 03 January 2008
AllianceBernstein Hong Kong Limited 聯博香港有限公司 RE 2 06 February 2007 03 January 2008
AllianceBernstein Hong Kong Limited 聯博香港有限公司 RE 9 27 September 2006 31 December 2012
AllianceBernstein Hong Kong Limited 聯博香港有限公司 RE 1 27 September 2006 03 January 2008