SFC Licences of HO Chi Yun, Connie 何志恩
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| MIB Securities (Hong Kong) Limited 馬銀證券(香港)有限公司 | RE | 4 | 18 February 2019 | 20 December 2019 |
| MIB Securities (Hong Kong) Limited 馬銀證券(香港)有限公司 | RE | 1 | 30 November 2018 | 20 December 2019 |
| HSBC Securities Brokers (Asia) Limited 滙豐證券經紀(亞洲)有限公司 | RE | 1 | 07 November 2012 | 28 May 2018 |
| HSBC Structured Funds (Asia) Limited | RE | 4 | 25 September 2006 | 16 February 2012 |
| HSBC Structured Funds (Asia) Limited | RE | 9 | 25 September 2006 | 01 July 2007 |