SFC Licences of GRIFFITHS Graeme Derek Victor

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
AllianceBernstein Hong Kong Limited 聯博香港有限公司 RE 4 16 February 2011 18 February 2011
AllianceBernstein Hong Kong Limited 聯博香港有限公司 RE 4 28 October 2010 12 November 2010
AllianceBernstein Hong Kong Limited 聯博香港有限公司 RE 4 26 July 2010 30 July 2010
AllianceBernstein Hong Kong Limited 聯博香港有限公司 RE 4 10 May 2010 14 May 2010
AllianceBernstein Hong Kong Limited 聯博香港有限公司 RE 4 08 February 2010 11 February 2010
AllianceBernstein Hong Kong Limited 聯博香港有限公司 RE 4 27 October 2009 30 October 2009
AllianceBernstein Hong Kong Limited 聯博香港有限公司 RE 4 12 October 2009 13 October 2009
AllianceBernstein Hong Kong Limited 聯博香港有限公司 RE 4 24 July 2009 31 July 2009
AllianceBernstein Hong Kong Limited 聯博香港有限公司 RE 4 04 May 2009 08 May 2009
AllianceBernstein Hong Kong Limited 聯博香港有限公司 RE 4 02 February 2009 13 February 2009
AllianceBernstein Hong Kong Limited 聯博香港有限公司 RE 4 03 November 2008 07 November 2008
AllianceBernstein Hong Kong Limited 聯博香港有限公司 RE 4 07 May 2008 07 August 2008
AllianceBernstein Hong Kong Limited 聯博香港有限公司 RE 4 11 February 2008 15 February 2008
AllianceBernstein Hong Kong Limited 聯博香港有限公司 RE 4 12 October 2006 14 October 2006