SFC Licences of LI Yamin 勵雅敏
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Ping An of China Securities (Hong Kong) Company Limited 中國平安証券(香港)有限公司 | RE | 4 | 15 January 2013 | 22 September 2017 |
UBS Securities Asia Limited | RE | 4 | 01 August 2011 | 21 July 2012 |
Shenwan Hongyuan Research (H.K.) Limited 申萬宏源研究(香港)有限公司 | RE | 4 | 04 December 2006 | 07 April 2011 |