SFC Licences of LIU Kwok Ying, Novem 廖國英
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Tokai Tokyo Securities (Asia) Limited 東海東京證券(亞洲)有限公司 | RE | 1 | 30 June 2022 | |
| China Reserve Securities Limited 東儲證券有限公司 | RE | 1 | 11 October 2006 | 30 September 2016 |