SFC Licences of WANG Yun Yu 王雲玉
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
AllianceBernstein Hong Kong Limited 聯博香港有限公司 | RE | 4 | 12 February 2010 | 09 March 2015 |
AllianceBernstein Hong Kong Limited 聯博香港有限公司 | RE | 1 | 02 February 2010 | 09 March 2015 |
SG Securities (HK) Limited 法國興業證券(香港)有限公司 | RE | 1 | 11 October 2006 | 01 September 2009 |