SFC Licences of LEUNG Ka Lock, Eric 梁家樂
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
BlackRock Asset Management North Asia Limited 貝萊德資產管理北亞有限公司 | RE | 4 | 18 January 2011 | 11 February 2012 |
BlackRock (Hong Kong) Limited 貝萊德(香港)有限公司 | RE | 1 | 18 January 2011 | 11 February 2012 |
ICBC International Securities Limited 工銀國際證券有限公司 | RE | 1 | 15 May 2009 | 27 November 2010 |
Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司 | RE | 1 | 04 February 2008 | 08 May 2009 |
Shenwan Hongyuan Research (H.K.) Limited 申萬宏源研究(香港)有限公司 | RE | 4 | 10 January 2008 | 08 May 2009 |
Shenwan Hongyuan Research (H.K.) Limited 申萬宏源研究(香港)有限公司 | RE | 4 | 18 October 2006 | 07 January 2008 |