SFC Licences of TAN Allen Han Loong

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 RE 6 19 May 2008 08 June 2011
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 RE 1 30 April 2008 08 June 2011
Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 RE 4 25 October 2006 13 March 2008
Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 RE 1 25 October 2006 13 March 2008