SFC Licences of LAW Wing Hang, Wiggham 羅永珩
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
BOCI Securities Limited 中銀國際證券有限公司 | RE | 2 | 07 January 2014 | 07 April 2017 |
BOCI Securities Limited 中銀國際證券有限公司 | RE | 1 | 07 January 2014 | 07 April 2017 |
BOCI Securities Limited 中銀國際證券有限公司 | RE | 3 | 07 January 2014 | 26 November 2014 |
HSBC Broking Forex (Asia) Limited 滙豐金融外匯(亞洲)有限公司 | RE | 3 | 16 October 2008 | 06 December 2013 |
HSBC Broking Securities (Asia) Limited 滙豐金融證券(亞洲)有限公司 | RE | 1 | 26 June 2008 | 06 December 2013 |
HSBC Broking Futures (Asia) Limited 滙豐金融期貨(亞洲)有限公司 | RE | 2 | 26 June 2008 | 06 December 2013 |
Celestial Commodities Limited 時富商品有限公司 | RE | 2 | 06 February 2007 | 26 May 2008 |
Celestial Securities Limited 時富證券有限公司 | RE | 1 | 24 October 2006 | 26 May 2008 |