SFC Licences of CHAN Wai Sze 陳慧詩
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| CCB International Asset Management Limited 建銀國際資產管理有限公司 | RE | 9 | 25 April 2012 | 01 March 2020 |
| CCB International Asset Management Limited 建銀國際資產管理有限公司 | RE | 4 | 25 April 2012 | 01 March 2020 |
| CCB International Asset Management Limited 建銀國際資產管理有限公司 | RE | 1 | 25 April 2012 | 01 March 2020 |
| CCB International Securities Limited 建銀國際證券有限公司 | RE | 4 | 28 May 2010 | 12 April 2012 |
| CCB International Securities Limited 建銀國際證券有限公司 | RE | 1 | 28 May 2010 | 12 April 2012 |
| Tse's Securities Limited 謝氏膺暉證券有限公司 | RE | 1 | 27 January 2007 | 18 May 2007 |
| Hong Kong Forex Investment Limited 香港外匯投資有限公司 | RE | 3 | 05 December 2006 | 18 May 2007 |