SFC Licences of SIU Lai On, Diana 蕭麗安
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
BlackRock (Hong Kong) Limited 貝萊德(香港)有限公司 | RE | 1 | 13 March 2007 | 13 November 2007 |
BlackRock (Hong Kong) Limited 貝萊德(香港)有限公司 | RE | 9 | 02 March 2007 | 13 November 2007 |
BlackRock (Hong Kong) Limited 貝萊德(香港)有限公司 | RE | 4 | 02 March 2007 | 13 November 2007 |
Doric Capital Corporation 多利資本有限公司 | RE | 4 | 31 October 2006 | 22 December 2006 |
Doric Capital Corporation 多利資本有限公司 | RE | 5 | 31 October 2006 | 22 December 2006 |
Doric Capital Corporation 多利資本有限公司 | RE | 9 | 31 October 2006 | 22 December 2006 |