SFC Licences of YIM Chi Ho 嚴志豪

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Guangdong Capital Securities Limited 粵資證券有限公司 RO 9 22 August 2023
Guangdong Capital Securities Limited 粵資證券有限公司 RO 4 22 August 2023
Guangdong Capital Securities Limited 粵資證券有限公司 RO 1 22 August 2023
West Bull Securities Limited 西牛證券有限公司 RO 4 05 January 2021 28 July 2023
West Bull Securities Limited 西牛證券有限公司 RO 9 29 April 2020 28 July 2023
West Bull Securities Limited 西牛證券有限公司 RE 9 12 September 2018 29 April 2020
West Bull Securities Limited 西牛證券有限公司 RO 1 19 September 2016 28 July 2023
Vantage New Generation Securities Limited 新世代證券有限公司 RE 1 01 November 2013 15 September 2016
North Beta International Securities Limited 北拓國際證券有限公司 RE 1 19 August 2009 01 October 2013
Tung Shing Futures (Brokers) Limited 東盛期貨(經紀)有限公司 RE 2 09 April 2009 11 August 2009
Tung Shing Securities (Brokers) Limited 東盛證券(經紀)有限公司 RE 1 09 April 2009 11 August 2009
Celestial Securities Limited 時富證券有限公司 RE 1 01 November 2006 08 November 2008
Celestial Commodities Limited 時富商品有限公司 RE 2 01 November 2006 08 November 2008