SFC Licences of NG Michael Jark Man 吳澤民
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Morgan Stanley Hong Kong Securities Limited | RE | 2 | 06 December 2010 | 04 August 2011 |
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 7 | 11 January 2010 | 04 August 2011 |
Morgan Stanley Hong Kong Futures Limited | RE | 7 | 11 January 2010 | 06 December 2010 |
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 23 November 2007 | 04 August 2011 |
Morgan Stanley Hong Kong Futures Limited | RE | 2 | 23 November 2007 | 06 December 2010 |
MCP Asset Management Company Limited | RE | 9 | 03 November 2006 | 27 October 2007 |
MCP Asset Management Company Limited | RE | 4 | 03 November 2006 | 27 October 2007 |