SFC Licences of LEUNG Lo Ming 梁露明
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| LGT Investment Management (Asia) Limited | RE | 4 | 26 August 2020 | |
| LGT Investment Management (Asia) Limited | RE | 1 | 26 August 2020 | |
| BOCI Securities Limited 中銀國際證券有限公司 | RE | 4 | 11 November 2011 | 28 April 2017 |
| BOCI Securities Limited 中銀國際證券有限公司 | RE | 3 | 12 May 2011 | 05 February 2015 |
| BOCI Securities Limited 中銀國際證券有限公司 | RE | 2 | 21 May 2008 | 28 April 2017 |
| BOCI Securities Limited 中銀國際證券有限公司 | RE | 1 | 21 May 2008 | 28 April 2017 |
| BOCI Research Limited 中銀國際研究有限公司 | RE | 4 | 06 November 2007 | 29 November 2007 |
| BOCI Securities Limited 中銀國際證券有限公司 | RE | 4 | 09 October 2007 | 19 June 2008 |
| BOCI Securities Limited 中銀國際證券有限公司 | RE | 2 | 06 November 2006 | 31 October 2007 |
| BOCI Securities Limited 中銀國際證券有限公司 | RE | 1 | 06 November 2006 | 31 October 2007 |