SFC Licences of CHEN Kwok On 陳國安
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| CCB International Asset Management Limited 建銀國際資產管理有限公司 | RE | 1 | 03 December 2018 | 04 December 2020 |
| CCB International Securities Limited 建銀國際證券有限公司 | RE | 2 | 03 December 2018 | 04 December 2020 |
| CCB International Securities Limited 建銀國際證券有限公司 | RE | 1 | 03 December 2018 | 04 December 2020 |
| CCB International Capital Limited 建銀國際金融有限公司 | RE | 1 | 03 December 2018 | 04 December 2020 |
| Rakuten Securities Hong Kong Limited 樂天證券香港有限公司 | RE | 3 | 16 November 2006 | 09 October 2012 |