SFC Licences of WONG Chung Kwan 黃頌君
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Hua Nan Securities (HK) Limited 華南永昌證券(香港)有限公司 | RE | 1 | 10 November 2017 | 03 July 2018 |
Haitong International Securities Company Limited 海通國際證券有限公司 | RE | 1 | 18 September 2014 | 14 March 2015 |
South China Securities Limited 南華證券投資有限公司 | RE | 1 | 29 March 2012 | 15 August 2014 |
Hua Nan Securities (HK) Limited 華南永昌證券(香港)有限公司 | RE | 1 | 02 October 2009 | 31 December 2011 |
Roofer Securities Limited 路華證券有限公司 | RE | 1 | 23 January 2009 | 29 May 2009 |
CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 | RE | 1 | 27 May 2008 | 10 January 2009 |
Core Pacific-Yamaichi Securities (H.K.) Limited 京華山一證券(香港)有限公司 | RE | 1 | 08 November 2007 | 01 May 2008 |
Core Pacific - Yamaichi International (H.K.) Limited 京華山一國際(香港)有限公司 | RE | 1 | 08 November 2007 | 01 May 2008 |
China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司 | RE | 1 | 18 May 2007 | 24 October 2007 |
Sinofortune Securities Limited 華億證券有限公司 | RE | 1 | 08 January 2007 | 31 March 2007 |