SFC Licences of WU Zhao 吳兆
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| GAM Hong Kong Limited 環球投資(香港)有限公司 | RE | 4 | 09 March 2015 | 29 June 2018 |
| GAM Hong Kong Limited 環球投資(香港)有限公司 | RE | 1 | 09 March 2015 | 29 June 2018 |
| Mason Securities Limited 茂宸證券有限公司 | RE | 1 | 21 August 2013 | 17 February 2015 |
| SBI China Capital Securities Limited 軟庫中華金融證券有限公司 | RE | 1 | 22 February 2008 | 15 April 2008 |
| SBI China Capital Commodities Limited 軟庫中華金融期貨有限公司 | RE | 2 | 21 November 2006 | 15 April 2008 |