SFC Licences of CHENG Chi Fung 鄭智鋒

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司 RE 3 31 January 2011 09 March 2011
Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司 RE 2 31 January 2011 09 March 2011
Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司 RE 1 31 January 2011 09 March 2011
HSBC Broking (China) Limited 滙豐金融(中國)有限公司 RE 1 04 November 2010 01 January 2011
HSBC Broking Securities (Asia) Limited 滙豐金融證券(亞洲)有限公司 RE 1 04 November 2010 01 January 2011
HSBC Broking Futures (Asia) Limited 滙豐金融期貨(亞洲)有限公司 RE 2 04 November 2010 01 January 2011
HSBC Broking Futures (Hong Kong) Limited 滙豐金融期貨(香港)有限公司 RE 2 04 November 2010 01 January 2011
HSBC Broking Securities (Hong Kong) Limited 滙豐金融證券(香港)有限公司 RE 1 04 November 2010 01 January 2011
CES Forex (HK) Limited 光證外匯(香港)有限公司 RE 3 23 November 2007 22 October 2010
CES Commodities (HK) Limited 光證期貨(香港)有限公司 RE 2 15 October 2007 22 October 2010
Everbright Securities Investment Services (HK) Limited 光大證券投資服務(香港)有限公司 RE 1 15 October 2007 22 October 2010
Everbright Securities Investment Services (HK) Limited 光大證券投資服務(香港)有限公司 RE 1 06 February 2007 15 July 2007
CES Commodities (HK) Limited 光證期貨(香港)有限公司 RE 2 16 November 2006 15 July 2007