SFC Licences of SHORT James
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Morgan Stanley Hong Kong Futures Limited | RE | 2 | 12 November 2007 | 17 February 2009 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 12 November 2007 | 17 February 2009 |
| Morgan Stanley Hong Kong Futures Limited | RE | 2 | 27 November 2006 | 11 December 2006 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 27 November 2006 | 11 December 2006 |