SFC Licences of WU Yuen Ling 胡婉玲
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Derivatives China (Hong Kong) Limited 衍盛中國(香港)有限公司 | RE | 9 | 10 April 2019 | |
China International Capital Corporation Hong Kong Asset Management Limited 中國國際金融香港資產管理有限公司 | RE | 9 | 28 October 2011 | 16 May 2013 |
China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 | RE | 1 | 17 June 2011 | 16 May 2013 |