SFC Licences of YAN Kei Shui, Leo 甄祺瑞

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
ICBC Credit Suisse Asset Management (International) Company Limited 工銀瑞信資產管理（國際）有限公司 RE 9 22 June 2021 15 September 2022
ICBC Credit Suisse Asset Management (International) Company Limited 工銀瑞信資產管理（國際）有限公司 RE 4 22 June 2021 15 September 2022
AP Capital Management (Hong Kong) Limited 雅柏資本管理(香港)有限公司 RE 2 06 April 2020 04 January 2021
AP Capital Management (Hong Kong) Limited 雅柏資本管理(香港)有限公司 RE 1 06 April 2020 04 January 2021
AP Capital Management (Hong Kong) Limited 雅柏資本管理(香港)有限公司 RE 9 17 February 2020 04 January 2021
Environmental Investment Services Asia Limited 環境投資服務亞洲有限公司 RE 9 30 October 2019 07 February 2020
Environmental Investment Services Asia Limited 環境投資服務亞洲有限公司 RE 4 30 October 2019 07 February 2020
EIP Alpha Limited RE 9 03 March 2015 05 March 2018
EIP Alpha Limited RE 5 03 March 2015 05 March 2018
EIP Alpha Limited RE 4 03 March 2015 05 March 2018
RHB Asset Management Limited 興業金融資產管理有限公司 RE 1 14 November 2013 12 July 2014
RHB Asset Management Limited 興業金融資產管理有限公司 RE 9 22 May 2013 12 July 2014
RHB Asset Management Limited 興業金融資產管理有限公司 RE 4 22 May 2013 12 July 2014
United Gain Investment Limited 聯威投資有限公司 RE 9 30 August 2011 11 January 2013
United Gain Investment Limited 聯威投資有限公司 RE 4 30 August 2011 11 January 2013
Cinda International Research Limited 信達國際研究有限公司 RE 4 25 March 2011 13 April 2011
Daiwa SB Investments (HK) Limited 大和住銀投信投資顧問(香港)有限公司 RE 9 25 September 2007 07 February 2011
Daiwa SB Investments (HK) Limited 大和住銀投信投資顧問(香港)有限公司 RE 4 17 August 2007 07 February 2011
Daiwa SB Investments (HK) Limited 大和住銀投信投資顧問(香港)有限公司 RE 1 17 August 2007 07 February 2011
CSC Securities (HK) Limited 群益證券(香港)有限公司 RE 4 23 July 2007 10 August 2007
CSC Securities (HK) Limited 群益證券(香港)有限公司 RE 1 19 January 2007 10 August 2007