SFC Licences of HO Andrew Patrick Siu Choong 何劭聰

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
HSBC Global Asset Management (Hong Kong) Limited RE 9 20 July 2010 28 August 2014
HSBC Global Asset Management (Hong Kong) Limited RE 5 20 July 2010 28 August 2014
HSBC Global Asset Management (Hong Kong) Limited RE 4 20 July 2010 28 August 2014
HSBC Global Asset Management (Hong Kong) Limited RE 1 20 July 2010 28 August 2014
SINOPIA Asset Management (Asia Pacific) Limited 信滙資產管理(亞太)有限公司 RE 9 09 November 2009 31 August 2011
SINOPIA Asset Management (Asia Pacific) Limited 信滙資產管理(亞太)有限公司 RE 5 09 November 2009 31 August 2011
SINOPIA Asset Management (Asia Pacific) Limited 信滙資產管理(亞太)有限公司 RE 4 09 November 2009 31 August 2011
SINOPIA Asset Management (Asia Pacific) Limited 信滙資產管理(亞太)有限公司 RE 1 09 November 2009 31 August 2011
Macquarie Capital Limited 麥格理資本股份有限公司 RE 4 30 November 2006 23 February 2009