SFC Licences of HO Andrew Patrick Siu Choong 何劭聰
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
HSBC Global Asset Management (Hong Kong) Limited | RE | 9 | 20 July 2010 | 28 August 2014 |
HSBC Global Asset Management (Hong Kong) Limited | RE | 5 | 20 July 2010 | 28 August 2014 |
HSBC Global Asset Management (Hong Kong) Limited | RE | 4 | 20 July 2010 | 28 August 2014 |
HSBC Global Asset Management (Hong Kong) Limited | RE | 1 | 20 July 2010 | 28 August 2014 |
SINOPIA Asset Management (Asia Pacific) Limited 信滙資產管理(亞太)有限公司 | RE | 9 | 09 November 2009 | 31 August 2011 |
SINOPIA Asset Management (Asia Pacific) Limited 信滙資產管理(亞太)有限公司 | RE | 5 | 09 November 2009 | 31 August 2011 |
SINOPIA Asset Management (Asia Pacific) Limited 信滙資產管理(亞太)有限公司 | RE | 4 | 09 November 2009 | 31 August 2011 |
SINOPIA Asset Management (Asia Pacific) Limited 信滙資產管理(亞太)有限公司 | RE | 1 | 09 November 2009 | 31 August 2011 |
Macquarie Capital Limited 麥格理資本股份有限公司 | RE | 4 | 30 November 2006 | 23 February 2009 |