SFC Licences of CAO Junyang 曹駿暘
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| AXA Investment Managers Asia Limited 安盛投資管理亞洲有限公司 | RE | 4 | 27 July 2021 | |
| AXA Investment Managers Asia Limited 安盛投資管理亞洲有限公司 | RE | 1 | 27 July 2021 | |
| PIMCO Asia Limited 品浩投資管理(亞洲)有限公司 | RE | 9 | 19 January 2018 | 09 July 2021 |
| PIMCO Asia Limited 品浩投資管理(亞洲)有限公司 | RE | 4 | 19 January 2018 | 09 July 2021 |
| PIMCO Asia Limited 品浩投資管理(亞洲)有限公司 | RE | 1 | 19 January 2018 | 09 July 2021 |
| Vanguard Investments Hong Kong Limited 領航投資香港有限公司 | RE | 4 | 01 June 2015 | 30 October 2017 |
| Vanguard Investments Hong Kong Limited 領航投資香港有限公司 | RE | 1 | 01 June 2015 | 30 October 2017 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 1 | 10 October 2011 | 13 May 2013 |
| Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 | RE | 4 | 13 December 2006 | 29 September 2008 |