SFC Licences of THASSIM Niel
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Brookfield Advisors (Hong Kong) Limited | RO | 4 | 04 January 2017 | |
| Brookfield Advisors (Hong Kong) Limited | RO | 1 | 04 January 2017 | |
| BFIN Private Advisors (Hong Kong) Limited | RO | 4 | 21 February 2014 | 28 December 2016 |
| BFIN Private Advisors (Hong Kong) Limited | RO | 1 | 21 February 2014 | 28 December 2016 |
| RREEF China REIT Management Limited 睿富中國房托基金管理有限公司 | RO | 9 | 17 October 2011 | 14 September 2012 |
| DWS Investments Hong Kong Limited 德意志投資香港有限公司 | RE | 9 | 19 March 2008 | 14 September 2012 |
| DWS Investments Hong Kong Limited 德意志投資香港有限公司 | RE | 4 | 19 March 2008 | 14 September 2012 |
| DWS Investments Hong Kong Limited 德意志投資香港有限公司 | RE | 1 | 19 March 2008 | 14 September 2012 |