SFC Licenceholders of Brookfield Advisors (Hong Kong) Limited

Email
jolyn.ho@brookfield.com
Website
www.brookfield.com

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Licenceholders Role Licences Start date End date
BOOCOCK Patrick Matthew RE 4 19 February 2019 23 February 2021
CARRETT Paul Andrew RO 4 19 December 2023
CARRETT Paul Andrew RO 1 19 December 2023
CARRETT Paul Andrew RE 1 09 March 2023 19 December 2023
CARRETT Paul Andrew RE 4 09 March 2023 19 December 2023
CHAN Alex King Fai 陳敬輝 RO 4 10 December 2018 29 November 2019
CHAN Alex King Fai 陳敬輝 RO 1 10 December 2018 29 November 2019
CHAN Yui Richard 陳銳 RE 1 21 October 2022
CHAN Yui Richard 陳銳 RE 4 21 October 2022
CHIN Guo Dong RE 4 21 July 2021 17 April 2023
CHIN Guo Dong RE 1 21 July 2021 17 April 2023
DAS Aniruddha RO 1 13 February 2023
DAS Aniruddha RO 4 13 February 2023
DAS Aniruddha RE 4 11 May 2022 13 February 2023
DAS Aniruddha RE 1 11 May 2022 13 February 2023
GABBAI Maurizio Mose 瑋奇 RE 1 25 January 2019 09 April 2020
HALL Jeremy George RE 4 07 July 2023
HALL Jeremy George RE 1 07 July 2023
HALL Jeremy George RO 4 15 May 2017 07 July 2023
HALL Jeremy George RO 1 15 May 2017 07 July 2023
HALL Jeremy George RE 4 27 January 2017 15 May 2017
HALL Jeremy George RE 1 27 January 2017 15 May 2017
HU Li Na RE 4 21 July 2021
HU Li Na RE 1 21 July 2021
HUANG Yingying 黃迎迎 RE 4 21 July 2021
HUANG Yingying 黃迎迎 RE 1 21 July 2021
HUI Tsz Chun 許子進 RE 1 02 May 2023
HUI Tsz Chun 許子進 RE 4 02 May 2023
LAM Ching Man 林靜雯 RE 4 08 February 2017 10 August 2018
LAM Ching Man 林靜雯 RE 1 08 February 2017 10 August 2018
LEVI David William RE 1 05 July 2023
LI Chun Mo 李俊武 RE 4 07 June 2024
LI Chun Mo 李俊武 RE 1 07 June 2024
LI Xiate 李夏特 RE 4 21 October 2022
LI Xiate 李夏特 RE 1 21 October 2022
LOH Elizabeth J 樂家寧 RE 4 14 February 2017 14 September 2018
LOH Elizabeth J 樂家寧 RE 1 14 February 2017 14 September 2018
MERCIER Stuart RO 4 22 May 2017 01 April 2024
MERCIER Stuart RO 1 22 May 2017 01 April 2024
MERCIER Stuart RE 4 06 March 2017 22 May 2017
MERCIER Stuart RE 1 06 March 2017 22 May 2017
NG Kok Hoe Royston RE 1 13 September 2022 13 June 2023
NG Kok Hoe Royston RE 4 13 September 2022 13 June 2023
NICHOLLS Paul Stewart RO 4 04 January 2017 30 November 2018
NICHOLLS Paul Stewart RO 1 04 January 2017 30 November 2018
PAVLIDOU Vasiliki RE 1 13 September 2022 13 June 2023
PAVLIDOU Vasiliki RE 4 13 September 2022 13 June 2023
SUH Won Bin 徐源斌 RE 4 05 February 2018 01 May 2021
SUH Won Bin 徐源斌 RE 1 05 February 2018 01 May 2021
TAM Chun Chiu 譚焌釗 RO 4 06 January 2021 31 August 2022
TAM Chun Chiu 譚焌釗 RO 1 06 January 2021 31 August 2022
TAM Chun Chiu 譚焌釗 RE 4 04 September 2020 06 January 2021
TAM Chun Chiu 譚焌釗 RE 1 04 September 2020 06 January 2021
TANG Yan RE 1 06 September 2023
TANG Yan RE 4 06 September 2023
THASSIM Niel RO 4 04 January 2017
THASSIM Niel RO 1 04 January 2017
WANG Haocheng 王皓丞 RE 1 04 October 2023
WANG Haocheng 王皓丞 RE 4 04 October 2023
WANG Yue 王悅 RO 4 02 August 2022
WANG Yue 王悅 RO 1 02 August 2022
WANG Yue 王悅 RE 4 12 May 2022 02 August 2022
WANG Yue 王悅 RE 1 12 May 2022 02 August 2022
WONG Keng Hoe, Vincent RE 1 01 September 2023 14 June 2024
WONG Keng Hoe, Vincent RE 4 01 September 2023 14 June 2024
YANG Qi 楊起 RO 1 07 September 2023
YANG Qi 楊起 RO 4 07 September 2023
YANG Qi 楊起 RE 1 07 September 2023 07 September 2023
YANG Qi 楊起 RE 4 07 September 2023 07 September 2023
ZHU Pei 朱沛 RE 4 21 October 2022
ZHU Pei 朱沛 RE 1 21 October 2022