SFC Licenceholders of Brookfield Advisors (Hong Kong) Limited
- jolyn.ho@brookfield.com
- Website
- www.brookfield.com
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Licenceholders | Role | Licences | Start date | End date |
|---|---|---|---|---|
| BOOCOCK Patrick Matthew | RE | 4 | 19 February 2019 | 23 February 2021 |
| CARRETT Paul Andrew | RO | 4 | 19 December 2023 | |
| CARRETT Paul Andrew | RE | 4 | 09 March 2023 | 19 December 2023 |
| CARRETT Paul Andrew | RO | 1 | 19 December 2023 | |
| CARRETT Paul Andrew | RE | 1 | 09 March 2023 | 19 December 2023 |
| CHAN Alex King Fai 陳敬輝 | RO | 4 | 10 December 2018 | 29 November 2019 |
| CHAN Alex King Fai 陳敬輝 | RO | 1 | 10 December 2018 | 29 November 2019 |
| CHAN Yui Richard 陳銳 | RE | 1 | 21 October 2022 | |
| CHAN Yui Richard 陳銳 | RE | 4 | 21 October 2022 | |
| CHIN Guo Dong | RE | 1 | 21 July 2021 | 17 April 2023 |
| CHIN Guo Dong | RE | 4 | 21 July 2021 | 17 April 2023 |
| DAS Aniruddha | RE | 4 | 11 May 2022 | 13 February 2023 |
| DAS Aniruddha | RE | 1 | 11 May 2022 | 13 February 2023 |
| DAS Aniruddha | RO | 1 | 13 February 2023 | |
| DAS Aniruddha | RO | 4 | 13 February 2023 | |
| GABBAI Maurizio Mose 瑋奇 | RE | 1 | 25 January 2019 | 09 April 2020 |
| HALL Jeremy George | RE | 4 | 07 July 2023 | |
| HALL Jeremy George | RE | 1 | 07 July 2023 | |
| HALL Jeremy George | RO | 4 | 15 May 2017 | 07 July 2023 |
| HALL Jeremy George | RO | 1 | 15 May 2017 | 07 July 2023 |
| HALL Jeremy George | RE | 4 | 27 January 2017 | 15 May 2017 |
| HALL Jeremy George | RE | 1 | 27 January 2017 | 15 May 2017 |
| HU Li Na | RE | 4 | 21 July 2021 | |
| HU Li Na | RE | 1 | 21 July 2021 | |
| HUANG Yingying 黃迎迎 | RE | 4 | 21 July 2021 | |
| HUANG Yingying 黃迎迎 | RE | 1 | 21 July 2021 | |
| HUI Tsz Chun 許子進 | RE | 4 | 02 May 2023 | |
| HUI Tsz Chun 許子進 | RE | 1 | 02 May 2023 | |
| LAM Ching Man 林靜雯 | RE | 4 | 08 February 2017 | 10 August 2018 |
| LAM Ching Man 林靜雯 | RE | 1 | 08 February 2017 | 10 August 2018 |
| LEVI David William | RE | 1 | 05 July 2023 | |
| LI Xiate 李夏特 | RE | 1 | 21 October 2022 | |
| LI Xiate 李夏特 | RE | 4 | 21 October 2022 | |
| LOH Elizabeth J 樂家寧 | RE | 4 | 14 February 2017 | 14 September 2018 |
| LOH Elizabeth J 樂家寧 | RE | 1 | 14 February 2017 | 14 September 2018 |
| MERCIER Stuart | RO | 4 | 22 May 2017 | |
| MERCIER Stuart | RO | 1 | 22 May 2017 | |
| MERCIER Stuart | RE | 4 | 06 March 2017 | 22 May 2017 |
| MERCIER Stuart | RE | 1 | 06 March 2017 | 22 May 2017 |
| NG Kok Hoe Royston | RE | 4 | 13 September 2022 | 13 June 2023 |
| NG Kok Hoe Royston | RE | 1 | 13 September 2022 | 13 June 2023 |
| NICHOLLS Paul Stewart | RO | 4 | 04 January 2017 | 30 November 2018 |
| NICHOLLS Paul Stewart | RO | 1 | 04 January 2017 | 30 November 2018 |
| PAVLIDOU Vasiliki | RE | 1 | 13 September 2022 | 13 June 2023 |
| PAVLIDOU Vasiliki | RE | 4 | 13 September 2022 | 13 June 2023 |
| SUH Won Bin 徐源斌 | RE | 4 | 05 February 2018 | 01 May 2021 |
| SUH Won Bin 徐源斌 | RE | 1 | 05 February 2018 | 01 May 2021 |
| TAM Chun Chiu 譚焌釗 | RO | 4 | 06 January 2021 | 31 August 2022 |
| TAM Chun Chiu 譚焌釗 | RO | 1 | 06 January 2021 | 31 August 2022 |
| TAM Chun Chiu 譚焌釗 | RE | 4 | 04 September 2020 | 06 January 2021 |
| TAM Chun Chiu 譚焌釗 | RE | 1 | 04 September 2020 | 06 January 2021 |
| TANG Yan | RE | 1 | 06 September 2023 | |
| TANG Yan | RE | 4 | 06 September 2023 | |
| THASSIM Niel | RO | 4 | 04 January 2017 | |
| THASSIM Niel | RO | 1 | 04 January 2017 | |
| WANG Haocheng 王皓丞 | RE | 1 | 04 October 2023 | |
| WANG Haocheng 王皓丞 | RE | 4 | 04 October 2023 | |
| WANG Yue 王悅 | RO | 4 | 02 August 2022 | |
| WANG Yue 王悅 | RO | 1 | 02 August 2022 | |
| WANG Yue 王悅 | RE | 4 | 12 May 2022 | 02 August 2022 |
| WANG Yue 王悅 | RE | 1 | 12 May 2022 | 02 August 2022 |
| WONG Keng Hoe, Vincent | RE | 1 | 01 September 2023 | |
| WONG Keng Hoe, Vincent | RE | 4 | 01 September 2023 | |
| YANG Qi 楊起 | RO | 1 | 07 September 2023 | |
| YANG Qi 楊起 | RO | 4 | 07 September 2023 | |
| YANG Qi 楊起 | RE | 1 | 07 September 2023 | 07 September 2023 |
| YANG Qi 楊起 | RE | 4 | 07 September 2023 | 07 September 2023 |
| ZHU Pei 朱沛 | RE | 4 | 21 October 2022 | |
| ZHU Pei 朱沛 | RE | 1 | 21 October 2022 |