SFC Licences of GALLAGHER Richard William Leslie

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Morgan Stanley Hong Kong Securities Limited RE 7 06 August 2021
Morgan Stanley Hong Kong Securities Limited RE 2 06 August 2021
Morgan Stanley Hong Kong Securities Limited RE 1 06 August 2021
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 RE 1 06 August 2021
HSBC Broking Futures (Hong Kong) Limited 滙豐金融期貨(香港)有限公司 RE 2 18 May 2016 14 April 2021
HSBC Securities Brokers (Asia) Limited 滙豐證券經紀(亞洲)有限公司 RE 1 15 December 2010 14 April 2021
Goldman Sachs Futures (Asia) Limited 高盛期貨(亞洲)有限公司 RE 2 15 December 2006 16 February 2009
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 RE 1 15 December 2006 16 February 2009