SFC Licences of GALLAGHER Richard William Leslie
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Morgan Stanley Hong Kong Securities Limited | RE | 7 | 06 August 2021 | 12 January 2023 |
| Morgan Stanley Hong Kong Securities Limited | RE | 2 | 06 August 2021 | 12 January 2023 |
| Morgan Stanley Hong Kong Securities Limited | RE | 1 | 06 August 2021 | 12 January 2023 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 06 August 2021 | 12 January 2023 |
| HSBC Broking Futures (Hong Kong) Limited 滙豐金融期貨(香港)有限公司 | RE | 2 | 18 May 2016 | 14 April 2021 |
| HSBC Securities Brokers (Asia) Limited 滙豐證券經紀(亞洲)有限公司 | RE | 1 | 15 December 2010 | 14 April 2021 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RE | 1 | 15 December 2006 | 16 February 2009 |
| Goldman Sachs Futures (Asia) Limited 高盛期貨(亞洲)有限公司 | RE | 2 | 15 December 2006 | 16 February 2009 |