SFC Licences of YUNG Yat Ming 翁一鳴
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 | RE | 6 | 01 September 2014 | 19 December 2015 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RE | 6 | 25 July 2011 | 01 August 2014 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RE | 1 | 25 July 2011 | 01 August 2014 |
| BOCI Asia Limited 中銀國際亞洲有限公司 | RE | 6 | 14 February 2011 | 15 April 2011 |
| Merrill Lynch Futures (Hong Kong) Limited | RE | 2 | 12 March 2009 | 01 August 2009 |
| Merrill Lynch (Asia Pacific) Limited | RE | 1 | 22 December 2008 | 01 August 2009 |
| BlackRock (Hong Kong) Limited 貝萊德(香港)有限公司 | RE | 1 | 19 December 2006 | 18 November 2008 |
| BlackRock (Hong Kong) Limited 貝萊德(香港)有限公司 | RE | 4 | 19 December 2006 | 18 November 2008 |
| BlackRock (Hong Kong) Limited 貝萊德(香港)有限公司 | RE | 9 | 19 December 2006 | 18 November 2008 |