SFC Licences of YEUNG Kin Pan 楊健斌
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Quester Capital Asset Management Limited 群思德資產管理有限公司 | RE | 9 | 05 July 2022 | |
Elstone Securities Limited 千里碩證券有限公司 | RO | 4 | 31 May 2021 | |
Elstone Securities Limited 千里碩證券有限公司 | RE | 4 | 17 August 2020 | 31 May 2021 |
Elstone Securities Limited 千里碩證券有限公司 | RO | 1 | 28 October 2019 | |
Elstone Securities Limited 千里碩證券有限公司 | RE | 1 | 12 September 2019 | 28 October 2019 |
SBI China Capital Financial Services Limited 軟庫中華金融服務有限公司 | RE | 9 | 02 May 2019 | 02 September 2019 |
SBI China Capital Financial Services Limited 軟庫中華金融服務有限公司 | RE | 4 | 02 May 2019 | 02 September 2019 |
SBI China Capital Financial Services Limited 軟庫中華金融服務有限公司 | RO | 1 | 23 September 2015 | 02 September 2019 |
SBI China Capital Commodities Limited 軟庫中華金融期貨有限公司 | RE | 2 | 08 October 2008 | 28 February 2013 |
SBI China Capital Financial Services Limited 軟庫中華金融服務有限公司 | RE | 1 | 27 December 2006 | 23 September 2015 |
SBI China Capital Securities Limited 軟庫中華金融證券有限公司 | RE | 1 | 27 December 2006 | 30 September 2011 |