SFC Licences of HUO Ran 霍然
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Oscar and Partners Capital Limited 奧陸資本有限公司 | RO | 9 | 19 May 2022 | |
Oscar and Partners Capital Limited 奧陸資本有限公司 | RO | 4 | 19 May 2022 | |
Oscar and Partners Capital Limited 奧陸資本有限公司 | RE | 9 | 07 December 2018 | 19 May 2022 |
Oscar and Partners Capital Limited 奧陸資本有限公司 | RE | 4 | 07 December 2018 | 19 May 2022 |
Wonderland International Asset Management Limited 華德國際資產管理有限公司 | RE | 9 | 12 January 2018 | 07 November 2018 |
Daiwa Institute of Research (Hong Kong) Limited 大和總研(香港)有限公司 | RE | 4 | 16 August 2010 | 27 May 2011 |
Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 | RE | 4 | 16 August 2010 | 27 May 2011 |
Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 | RE | 4 | 21 July 2008 | 22 March 2010 |
Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 | RE | 1 | 21 July 2008 | 22 March 2010 |
DBS Vickers (Hong Kong) Limited 星展唯高達香港有限公司 | RE | 4 | 19 January 2007 | 21 June 2008 |