SFC Licences of LI James Ziming 李子鳴
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Odysseus Capital Management Limited 奧澌資本投資有限公司 | RO | 9 | 06 July 2022 | |
Odysseus Capital Management Limited 奧澌資本投資有限公司 | RO | 4 | 06 July 2022 | |
StormHarbour Securities (Hong Kong) Limited 思博資本(香港) 有限公司 | RE | 6 | 26 July 2011 | 30 May 2014 |
StormHarbour Securities (Hong Kong) Limited 思博資本(香港) 有限公司 | RE | 4 | 26 July 2011 | 30 May 2014 |
StormHarbour Securities (Hong Kong) Limited 思博資本(香港) 有限公司 | RE | 1 | 26 July 2011 | 30 May 2014 |
StormHarbour Securities (Hong Kong) Limited 思博資本(香港) 有限公司 | RE | 6 | 22 April 2010 | 22 February 2011 |
StormHarbour Securities (Hong Kong) Limited 思博資本(香港) 有限公司 | RE | 4 | 22 April 2010 | 22 February 2011 |
StormHarbour Securities (Hong Kong) Limited 思博資本(香港) 有限公司 | RE | 1 | 22 April 2010 | 22 February 2011 |
D.B. Zwirn Asia Partners Limited | RE | 4 | 29 December 2006 | 22 February 2008 |
D.B. Zwirn Asia Partners Limited | RE | 1 | 29 December 2006 | 22 February 2008 |