SFC Licences of LEE Joanshien, Johanne 李中興

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Honghu Capital Management Limited RO 9 23 March 2023
Honghu Capital Management Limited RE 9 13 February 2023 23 March 2023
Sinostar Asset Management Limited 華星資產管理有限公司 RO 9 09 February 2022 04 January 2023
Sinostar Asset Management Limited 華星資產管理有限公司 RO 4 09 February 2022 04 January 2023
Aspenwood Capital Limited 嘉桓資本有限公司 RE 9 05 November 2020 07 May 2021
Aspenwood Capital Limited 嘉桓資本有限公司 RE 4 05 November 2020 07 May 2021
West Bull Securities Limited 西牛證券有限公司 RO 4 06 July 2020 23 October 2020
West Bull Securities Limited 西牛證券有限公司 RO 1 22 May 2019 23 October 2020
West Bull Securities Limited 西牛證券有限公司 RO 9 26 July 2018 23 October 2020
RSI Asset Management Limited 暐日資產管理有限公司 RO 9 04 May 2018 17 December 2018
West Bull Securities Limited 西牛證券有限公司 RE 1 30 August 2017 22 May 2019
RSI Asset Management Limited 暐日資產管理有限公司 RE 9 11 August 2017 04 May 2018
Vantage New Generation Securities Limited 新世代證券有限公司 RE 4 13 April 2015 06 December 2016
Vantage New Generation Securities Limited 新世代證券有限公司 RE 1 10 January 2013 06 December 2016
North Beta International Securities Limited 北拓國際證券有限公司 RE 1 23 July 2009 01 January 2013
Celestial Commodities Limited 時富商品有限公司 RE 2 02 January 2007 01 April 2009
Celestial Securities Limited 時富證券有限公司 RE 1 02 January 2007 01 April 2009