SFC Licences of SHI Fangming 施方明
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 | RE | 6 | 30 November 2017 | 12 August 2018 |
| China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 | RE | 1 | 30 November 2017 | 12 August 2018 |
| China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 | RE | 6 | 13 November 2008 | 14 September 2017 |
| China International Capital Corporation (International) Limited 中國國際金融(國際)有限公司 | RE | 6 | 29 December 2006 | 16 October 2008 |