SFC Licences of LIU Kit Ying, Christine 廖潔瑩
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Merrill Lynch (Asia Pacific) Limited | RE | 1 | 18 September 2009 | 07 September 2020 |
| Merrill Lynch (Asia Pacific) Limited | RE | 7 | 18 September 2009 | 30 October 2013 |
| Merrill Lynch Futures (Hong Kong) Limited | RE | 2 | 11 January 2007 | 09 September 2007 |
| Merrill Lynch Far East Limited | RE | 1 | 11 January 2007 | 09 September 2007 |
| Merrill Lynch (Asia Pacific) Limited | RE | 1 | 11 January 2007 | 09 September 2007 |