SFC Licences of YEUNG Yat Chuen 楊日泉

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Sino Wealth Securities Limited 國新證券有限公司 RE 1 06 March 2015 03 June 2016
Shenwan Hongyuan Capital (H.K.) Limited 申萬宏源融資(香港)有限公司 RE 6 22 April 2014 24 September 2014
Shenwan Hongyuan Capital (H.K.) Limited 申萬宏源融資(香港)有限公司 RE 4 22 April 2014 24 September 2014
Shenwan Hongyuan Capital (H.K.) Limited 申萬宏源融資(香港)有限公司 RE 1 22 April 2014 24 September 2014
CLC International Limited 創僑國際有限公司 RE 1 30 January 2014 29 March 2014
CLC International Limited 創僑國際有限公司 RE 6 08 January 2013 29 March 2014
Optima Capital Limited 創越融資有限公司 RE 6 19 October 2011 31 December 2012
Optima Capital Limited 創越融資有限公司 RE 1 19 October 2011 31 December 2012
Shenwan Hongyuan Capital (H.K.) Limited 申萬宏源融資(香港)有限公司 RE 6 30 July 2010 04 October 2011
Shenwan Hongyuan Capital (H.K.) Limited 申萬宏源融資(香港)有限公司 RE 4 30 July 2010 04 October 2011
Shenwan Hongyuan Capital (H.K.) Limited 申萬宏源融資(香港)有限公司 RE 1 30 July 2010 04 October 2011
Fortune Financial Capital Limited 富強金融資本有限公司 RE 1 03 March 2010 16 July 2010
Fortune Financial Capital Limited 富強金融資本有限公司 RE 6 12 January 2010 16 July 2010
Cinda International Capital Limited 信達國際融資有限公司 RE 6 15 February 2007 28 October 2009
Cinda International Capital Limited 信達國際融資有限公司 RE 1 15 February 2007 28 October 2009