SFC Licences of BALFOUR Alexander David
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| orientiert International Markets Limited | RE | 9 | 23 April 2013 | 30 October 2015 |
| orientiert International Markets Limited | RE | 4 | 23 April 2013 | 30 October 2015 |
| orientiert International Markets Limited | RE | 1 | 23 April 2013 | 30 October 2015 |
| Sumo Asset Management Limited 盛門資產管理有限公司 | RE | 4 | 04 December 2012 | 14 February 2013 |
| Sumo Asset Management Limited 盛門資產管理有限公司 | RE | 9 | 14 November 2011 | 14 February 2013 |
| iTTa Capital Limited 意達資本有限公司 | RE | 4 | 17 August 2011 | 30 November 2012 |
| iTTa Capital Limited 意達資本有限公司 | RE | 1 | 17 August 2011 | 30 November 2012 |
| Ivy Asset Management (HK) Limited | RO | 4 | 06 February 2008 | 31 May 2010 |
| Ivy Asset Management (HK) Limited | RO | 1 | 06 February 2008 | 31 May 2010 |
| UBP Asset Management Asia Limited 瑞士聯合資產管理亞洲有限公司 | RO | 4 | 17 April 2007 | 31 October 2007 |
| UBP Asset Management Asia Limited 瑞士聯合資產管理亞洲有限公司 | RO | 1 | 17 April 2007 | 31 October 2007 |